Government Careers

  • Principal Surveillance Analyst (Hybrid, Generous PTO)

  • Financial Industry Regulatory Authority
  • Rockville, Maryland 20849 United States View Map

Summary

FINRA in Rockville, MD seeks a Principal Analyst in Regulatory Operations Surveillance. The role conducts complex surveillance reviews with minimal supervision and identifies violations of federal securities laws and FINRA rules, while mentoring staff and guiding them in routine reviews.Responsibilities include testing and developing new analytics and surveillance tools, communicating with firms and investors, and leading special projects to advance the unit's objectives.#J-18808-Ljbffr

Job Description

FINRA in Rockville, MD seeks a Principal Analyst in Regulatory Operations Surveillance. The role conducts complex surveillance reviews with minimal supervision and identifies violations of federal securities laws and FINRA rules, while mentoring staff and guiding them in routine reviews.Responsibilities include testing and developing new analytics and surveillance tools, communicating with firms and investors, and leading special projects to advance the unit's objectives.#J-18808-Ljbffr

Government Careers

Government Careers

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